Author(s)

Xiaoming Qiao

Corresponding Author

Xiaoming Qiao

Abstract

With the bridge between the market and investors, futures companies face considerable risks when conducting business activities, such as market risk, investor credit risk and internal practitioners operating risk. Efficient risk control is the premise of futures company to maintain sustainable management and further innovation and development. At present, there are still some deficiencies in the external regulatory environment of risk management in futures company , such as the desperation of the authority and responsibility, but it tends to be optimized. Deficiencies still exit in futures company internal risk control mechanism, because of the inadequate corporate governance, the single mode of risk management, the lack of risk assessment tool, seriously affecting the normal operation of futures company. Therefore, it is necessary to set up an independent futures regulatory authority to strengthen supervision at the legal level. Secondly, it is important to establish long-term risk supervision mechanism, improve the corporate governance structure, adjust the business structure and strengthen the internal staff management on the futures company side.

Keywords

Futures Company, Risk, Market.