Author(s)

Tan Bing

Corresponding Author

Tan Bing

Abstract

With the advancement of the construction of a country under the rule of law, financial enterprises are facing a serious legal environment. For example, the new regulatory policies and the introduction of the new laws and regulations, that the legislation, supervision and the penalties are all very rigid which can provide reference for corporate compliance management. However, from the perspective of the full financial business group, the increasingly prominent compliance are risks to the state management departments which need to develop more comprehensive prevention laws and regulations. Drawing on domestic and international experience, as such we will further strengthen compliance management and play an important role in financial supervision to create a good environment for the enterprise development.

Keywords

Supervision; Full financial format; Holding group; Compliance; Management